Contents
hoa-compliance
Step-by-Step: Getting HOA Approval for Your Window Replacement
A step-by-step guide to getting your HOA's approval for window replacement. Covers application preparation, required documentation, timeline expectations, and what to do if your application is denied.
Quick Hits
- •Start the approval process 6 to 8 weeks before your desired installation date to account for ARC review timelines
- •Submit product specifications, color swatches, exterior photos, and contractor information together as a complete package
- •Utah law gives HOAs 60 days to respond -- silence beyond that may constitute automatic approval
- •Always get approval in writing before ordering products or scheduling installation
- •A well-prepared first submission is faster than a rushed submission followed by revision requests
You have decided to replace your windows. You know your HOA requires approval. Now what?
The approval process feels overwhelming when you are staring at it for the first time, but it is actually a straightforward sequence of steps. Homeowners who prepare a thorough application package the first time typically get approved in a single review cycle -- often within 30 days.
This guide walks you through every step, from gathering your governing documents to scheduling installation after approval. For the big-picture overview of HOA window and door replacement, see our comprehensive HOA replacement guide.
Before You Begin: What You Need
Before you touch an application form, gather these essentials:
- A copy of your CC&Rs and Design Guidelines (see our guide on decoding CC&R requirements if you have not reviewed them yet)
- The ARC application form from your HOA management company
- A general idea of what windows you want (material, color, style)
- A contractor who is willing to provide product specifications and compliance documentation
- A realistic timeline -- plan to start this process 6 to 8 weeks before your desired installation date
Step 1: Review Your CC&Rs and Design Guidelines
Before you select a product or contact a contractor, read the sections of your CC&Rs that govern exterior modifications. You are looking for specific requirements around color, material, grid pattern, frame profile, and window style.
Take notes. Write down every specific requirement you find. If your HOA has separate Design Guidelines, request those too -- they often contain the exact color codes and product standards that the CC&Rs only reference in general terms.
Common requirements you might find in Utah HOA documents include:
- Approved frame colors (often limited to whites, tans, and earth tones)
- Approved or prohibited frame materials
- Required grid patterns for specific architectural styles
- Minimum energy performance standards (Energy Star certification or specific U-factor ratings)
- Restrictions on changing window size, shape, or operating style
If your CC&Rs are vague, send a written inquiry to the ARC before selecting products. Ask specifically: "What color, material, and style requirements apply to window replacements?" A written response gives you clear criteria to shop against.
Step 2: Choose Products That Meet HOA Specifications
With your CC&R requirements listed, work with your contractor to select products that comply. This is where having an experienced local contractor matters -- companies that regularly work in Utah HOA communities know which products meet common specifications.
When evaluating products, match the frame color to your HOA's approved palette exactly. Ask for manufacturer color chips that you can submit with your application. If your community has a specific grid pattern requirement, confirm the window manufacturer offers that pattern. Verify that the products meet any energy performance standards referenced in your CC&Rs.
If you are weighing different frame materials, our vinyl vs. fiberglass comparison and window frame material guide cover the trade-offs for Utah's climate.
Step 3: Prepare Your Application Package
A complete application package is the single most important factor in getting fast approval. The ARC reviews applications at scheduled meetings (typically monthly). An incomplete application gets tabled until the next meeting, adding 30 days to your timeline.
Required Documentation
Product specification sheets. Manufacturer cut sheets showing the exact product name, model number, material, color, dimensions, and performance ratings (U-factor, SHGC, air infiltration). Your contractor or window manufacturer can provide these.
Color samples or swatches. Physical samples are better than printed images. Window manufacturers provide small color chips specifically for HOA applications. Include swatches for the frame, trim, and any hardware that will be visible from the exterior.
Exterior photographs. Take photos of your home from multiple angles showing the current windows or doors you plan to replace. Include at least one wide shot showing your home in context with neighboring homes, and close-up shots of each window or door location.
Project description. Write a brief narrative covering what you are replacing (which windows, which doors), why you are replacing them (energy efficiency, damage, aesthetics, functionality), what products you have selected (brand, model, color), and how the new products maintain the community's architectural character.
Contractor information. Include your contractor's company name, license number, proof of insurance (certificate of liability), and the estimated project timeline (start date, duration, completion date).
Energy and code compliance. If applicable, include Energy Star certification documentation, NFRC labels, and a statement confirming the products meet local building codes.
Step 4: Submit Your Application
Submit your complete package using the method your HOA prefers. Many Utah management companies now accept digital submissions through homeowner portals. If you submit by email, request a read receipt or reply confirmation. If you submit physical documents, send via certified mail or get a signed acknowledgment.
Critical: Keep a complete copy of everything you submit. If questions arise later, you need to reference exactly what you provided.
Note the submission date. This starts the clock on the HOA's response obligation. Under Utah Code 57-8a, your HOA must respond within 60 days.
Step 5: The Waiting Period
After submission, your application enters the ARC review queue. Here is what typically happens behind the scenes.
Week 1 to 2: The management company receives your application and confirms it is complete. If anything is missing, they may contact you immediately for supplemental documents.
Week 2 to 4: The ARC reviews your application. This may happen at a scheduled committee meeting or via email circulation among committee members. For straightforward applications (standard color, standard material, like-for-like replacement), approval often happens quickly.
Week 4 to 6: If the ARC has questions or requests modifications, they will contact you. Respond promptly -- delays on your end reset the review clock.
Most Utah HOAs process window replacement applications within 30 to 45 days. If you have not received any communication by day 30, a polite written follow-up is appropriate: "I submitted architectural review application #[number] on [date] for a window replacement project. Could you provide an update on the review status? I am happy to provide any additional information the committee needs."
Step 6: Respond to ARC Requests
If the ARC requests changes, do not panic. Revision requests are normal and are not a denial. Common requests include providing a different color option that better matches the community palette, switching to a different grid pattern, providing additional product documentation, or submitting a physical sample instead of a digital image.
Respond to revision requests quickly and thoroughly. A 48-hour turnaround shows the committee you are serious and keeps your application on track for the next review cycle.
Step 7: Receive and Document Your Approval
When your application is approved, obtain the approval in writing. Acceptable written approval includes an email from the management company stating the application is approved, a signed letter from the ARC chair or board president, or an approval notification through the HOA portal.
Not acceptable as proof of approval: a verbal comment at a meeting, a text message from a board member, or a neighbor telling you the board said yes.
Review the approval document carefully. Some approvals include conditions -- a specific completion deadline, restrictions on work hours, requirements for neighbor notification, or instructions about dumpster placement. Note and follow every condition.
Step 8: Schedule and Complete Installation
With written approval in hand, you can order products and schedule installation. Before work begins, send a courtesy notification to your HOA with the installation dates, even if your approval does not require it. This prevents concerned neighbors from filing complaints about unexpected construction activity.
During installation, ensure your contractor follows any community rules about work hours (many Utah HOAs restrict construction noise to weekdays between 7 or 8 AM and 6 PM), parking for work vehicles and trailers, dumpster placement and debris management, and protecting common areas and neighboring properties.
After installation, some HOAs require a final inspection or completion notification. Check your approval letter for any post-installation requirements. Taking photos of the completed work and sending them to the management company with a "project complete" email closes the loop cleanly.
HOA Window Replacement Approval Checklist
Track every step of your approval process with this interactive checklist. Check off items as you complete them so nothing is missed.
Common Reasons Applications Are Denied
Understanding why applications are denied helps you avoid those pitfalls. The most common denial reasons in Utah HOAs are:
Color mismatch. The proposed window or door color does not match the community's approved palette. Fix: request the exact approved color codes and have your manufacturer match them.
Non-compliant grid pattern. The proposed windows have a different grid pattern than the community standard -- or no grids when grids are required. Fix: switch to the required grid style.
Incomplete documentation. Missing product specs, no color swatches, or no contractor information. Fix: resubmit with the complete package.
Material not approved. The proposed frame material is not on the approved list (less common but occurs in high-end communities that restrict vinyl). Fix: select an approved material. Our window frame material comparison can help you find alternatives.
Changing window style without justification. Trying to switch from double-hung to casement windows in a community where all homes have double-hung. Fix: provide reasoning (accessibility, ventilation, building code) or switch to the approved style.
If your application is denied and you believe the denial is unreasonable, you have the right to appeal. For a full understanding of your legal protections, see our guide on Utah HOA law and homeowner rights.
Typical Timelines for Utah HOAs
Here is a realistic timeline for the full approval process:
Weeks 1 to 2: Research and shopping. Review CC&Rs, select products, work with your contractor on specifications.
Week 2 to 3: Application preparation. Gather all documentation, photos, samples, and contractor information. Complete the application form.
Week 3 to 4: Submission. Submit the complete package and confirm receipt.
Weeks 4 to 8: ARC review. Wait for the committee review. Follow up at 30 days if no response.
Week 8 to 10: Approval and scheduling. Receive written approval, order products, and schedule installation.
Weeks 10 to 14: Installation. Products arrive and contractor completes the work.
Total timeline from start to finish: 10 to 14 weeks, or roughly 3 months. Starting early -- ideally in late winter or early spring -- positions you for installation during Utah's optimal window replacement season before the intense summer heat or early fall cold.
The approval process is predictable and manageable when you approach it with thorough preparation. For the complete picture of HOA window and door replacement including contractor selection, product comparison, and post-installation considerations, return to our HOA window and door replacement guide.
References
- https://le.utah.gov/xcode/Title57/Chapter8A/57-8a.html
- https://www.nfrc.org/energy-performance-label/
- https://www.energystar.gov/products/windows_doors_skylights
FAQ
How early should I start the HOA approval process?
Start at least 6 to 8 weeks before your desired installation date. This gives you time to gather documentation (1 to 2 weeks), wait for ARC review (2 to 6 weeks), and handle any revision requests (1 to 2 weeks if needed).
Can I submit my application online?
Many Utah HOAs now accept digital submissions through their management portal. If your HOA uses AppFolio, Buildium, or a similar platform, you can often upload your application and supporting documents directly. Email submission is also acceptable unless your CC&Rs specify otherwise.
What if the ARC asks for changes to my application?
Revision requests are normal and not a denial. Respond promptly with the requested information or product adjustments. Most revisions involve color adjustments, additional product specs, or grid pattern changes. A quick, cooperative response keeps your application on track.
Does my contractor need to attend the ARC meeting?
Typically no, but some HOAs allow or even encourage contractor attendance for complex projects. If your application involves structural changes (like enlarging a window opening), having your contractor present to answer technical questions can speed up approval.
Key Takeaway
A complete, well-documented first submission is the fastest path to HOA approval. Invest the time upfront to gather every piece of documentation your ARC requires, and you will likely get approved in a single review cycle.